Filing Details
- Accession Number:
- 0001209191-21-017869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-04 17:00:21
- Reporting Period:
- 2020-12-28
- Accepted Time:
- 2021-03-04 17:00:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1623526 | Stoke Therapeutics Inc. | STOK | Pharmaceutical Preparations (2834) | 471144582 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780082 | Gene Liau | C/O Stoke Therapeutics, Inc. 45 Wiggins Avenue Bedford MA 01730 | Evp Research & Preclinical Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-28 | 8,000 | $0.60 | 21,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-28 | 149 | $58.73 | 21,351 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 5,195 | $0.60 | 26,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-02 | 2,295 | $62.46 | 24,251 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-02 | 2,900 | $63.52 | 21,351 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-12-28 | 8,000 | $0.00 | 8,000 | $0.60 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2021-03-02 | 40,800 | $0.00 | 40,800 | $60.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-03-02 | 5,195 | $0.00 | 5,195 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,069 | 2028-04-02 | No | 4 | M | Direct | |
| 40,800 | 2031-03-01 | No | 4 | A | Direct | |
| 82,874 | 2028-04-02 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.13 to $63.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vested as to 1/4th of the total shares on January 16, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.
- The option vests as to 1/48th of the total shares on April 2, 2021 and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.
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