Filing Details

Accession Number:
0001683168-21-000771
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-03 21:37:31
Reporting Period:
2021-03-01
Accepted Time:
2021-03-03 21:37:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420520 Atomera Inc ATOM Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1680614 Erwin Trautmann C/O Atomera, Inc.
750 University Avenue, Suite 280
Los Gatos CA 95032
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-01 528 $27.67 97,212 No 4 S Direct
Common Stock Acquisiton 2021-03-01 12,000 $7.01 109,212 No 4 M Direct
Common Stock Disposition 2021-03-01 12,000 $27.37 97 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2021-03-01 12,000 $0.00 12,000 $7.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,169 2017-09-01 2027-03-20 No 4 M Direct
Footnotes
  1. Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
  2. The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
  3. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.