Filing Details
- Accession Number:
- 0001214659-21-002691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 20:53:22
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 20:53:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 34088 | Exxon Mobil Corp | XOM | Petroleum Refining (2911) | 135409005 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159187 | W Jeffrey Ubben | 572 Ruger Street, Suite B San Francisco CA 94129 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value ("Common Stock") | Acquisiton | 2021-03-01 | 8,000 | $0.00 | 8,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-03-02 | 177,000 | $56.26 | 1,677,000 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | See footnotes |
Footnotes
- Restricted stock grant.
- The restricted stock grant was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the grant for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") and the funds managed by In-Cap.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.24 to $56.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The securities reported herein are held by funds managed by In-Cap. Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.
- The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
