Filing Details

Accession Number:
0001209191-21-017461
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-03 20:09:20
Reporting Period:
2021-03-01
Accepted Time:
2021-03-03 20:09:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050446 Microstrategy Inc MSTR Services-Prepackaged Software (7372) 510323571
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203479 J Carl Rickertsen C/o Microstrategy Incorporated
1850 Towers Crescent Plaza
Tysons Corner VA 22182
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-01 3,000 $800.00 2,000 No 4 S Direct
Class A Common Stock Acquisiton 2021-03-01 25,000 $121.43 27,000 No 4 M Direct
Class A Common Stock Acquisiton 2021-03-01 3,340 $175.98 30,340 No 4 M Direct
Class A Common Stock Disposition 2021-03-01 23,138 $795.00 7,202 No 4 S Direct
Class A Common Stock Disposition 2021-03-01 2,523 $800.08 4,679 No 4 S Direct
Class A Common Stock Disposition 2021-03-01 917 $801.59 3,762 No 4 S Direct
Class A Common Stock Disposition 2021-03-01 700 $802.56 3,062 No 4 S Direct
Class A Common Stock Disposition 2021-03-01 1,062 $803.41 2,000 No 4 S Direct
Class A Common Stock Acquisiton 2021-03-02 1,660 $175.98 3,660 No 4 M Direct
Class A Common Stock Acquisiton 2021-03-02 5,000 $186.54 8,660 No 4 M Direct
Class A Common Stock Acquisiton 2021-03-02 2,000 $182.36 10,660 No 4 M Direct
Class A Common Stock Disposition 2021-03-02 6,170 $802.11 4,490 No 4 S Direct
Class A Common Stock Disposition 2021-03-02 154 $803.75 4,336 No 4 S Direct
Class A Common Stock Disposition 2021-03-02 2,036 $810.00 2,300 No 4 S Direct
Class A Common Stock Disposition 2021-03-02 300 $812.00 2,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Option (Right to buy) Disposition 2021-03-01 25,000 $0.00 25,000 $121.43
Class A Common Stock Director Stock Option (Right to buy) Disposition 2021-03-01 3,340 $0.00 3,340 $175.98
Class A Common Stock Director Stock Option (Right to buy) Disposition 2021-03-02 1,660 $0.00 1,660 $175.98
Class A Common Stock Director Stock Option (Right to buy) Disposition 2021-03-02 5,000 $0.00 5,000 $186.54
Class A Common Stock Director Stock Option (Right to buy) Disposition 2021-03-02 2,000 $0.00 2,000 $182.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-04-30 No 4 M Direct
1,660 2025-05-31 No 4 M Direct
0 2025-05-31 No 4 M Direct
0 2026-05-31 No 4 M Direct
3,000 2027-05-31 No 4 M Direct
Footnotes
  1. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $800.00 to $800.50 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
  2. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $801.00 to $801.99 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
  3. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $802.15 to $803.04 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
  4. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $803.15 to $804.04 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
  5. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.09 to $802.47, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  6. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $803.68 to $804.29, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  7. Of the 25,000 shares exercised on March 1, 2021 pursuant to this option, 7,500 shares vested on April 30, 2016, 8,750 shares vested on April 30, 2017, and 8,750 shares vested on April 30, 2018.
  8. See Exhibit A
  9. Of the 3,340 shares exercised on March 1, 2021 pursuant to this option, 1,250 shares vested on May 31, 2016, 1,250 shares vested on May 31, 2017 and 840 shares vested on May 31, 2018. Of the remaining 1,660 shares subject to this option, 410 vested on May 31, 2018 and 1,250 shares vested on May 31, 2019.
  10. Of the 1,660 shares exercised on March 2, 2021 pursuant to this option, 410 shares vested on May 31, 2018 and 1,250 shares vested on May 31, 2019.
  11. Of the 5,000 shares exercised on March 2, 2021 pursuant to this option, 1,250 shares vested on May 31, 2017, 1,250 shares vested on May 31, 2018, 1,250 shares vested on May 31, 2019, and 1,250 shares vested on May 31, 2020.
  12. Of the 2,000 shares exercised on March 2, 2021 pursuant to this option, 1,250 shares vested on May 31, 2018 and 750 shares vested on May 31, 2019. Of the remaining 3,000 shares subject to this option, 500 vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares are scheduled to vest on May 31, 2021.