Filing Details

Accession Number:
0001209191-21-017455
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-03 20:06:59
Reporting Period:
2021-03-03
Accepted Time:
2021-03-03 20:06:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493566 Otonomy Inc. OTIC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1376355 Jay Lichter C/O Otonomy, Inc.
4796 Executive Drive
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-03 207,245 $2.70 0 No 4 S Indirect See footnote
Common Stock Disposition 2021-03-03 113,935 $2.70 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. This sale price represents the weighted average sale price of the shares sold ranging from $2.525 to $2.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  2. Shares are held by Avalon Ventures VIII, L.P. ("Avalon VIII"). The Reporting Person is a managing director of Avalon VIII and shares voting and dispositive power with respect to these shares.
  3. Shares are held by Avalon Ventures X, L.P. ("Avalon X"). The Reporting Person is a managing director of Avalon X and shares voting and dispositive power with respect to these shares.