Filing Details
- Accession Number:
- 0001104659-21-031672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 19:10:34
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 19:10:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1574085 | Braemar Hotels & Resorts Inc. | BHR | Real Estate Investment Trusts (6798) | 462488594 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688739 | J Richard Stockton | 14185 Dallas Parkway Suite 1100 Dallas TX 75254 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-01 | 5,197 | $6.98 | 393,691 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-03-02 | 160,178 | $6.52 | 233,513 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-02 | 269 | $6.68 | 233,244 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-03 | 53,159 | $6.92 | 180,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units (2020) | $0.00 | 2022-12-31 | 2022-12-31 | 70,000 | 70,000 | Direct |
| Common Stock | Performance Stock Units (2019) | $0.00 | 2021-12-31 | 2021-12-31 | 64,103 | 64,103 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-31 | 70,000 | 70,000 | Direct |
| 2021-12-31 | 64,103 | 64,103 | Direct |
Footnotes
- Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on February 26, 2021, the last trading day before the date of forfeiture.
- Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock.
- Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period.
Billionaire Hedge Funds
