Filing Details
- Accession Number:
- 0001001250-21-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 18:40:01
- Reporting Period:
- 2021-03-02
- Accepted Time:
- 2021-03-03 18:40:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942617 | S Ronald Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Chairman, Clinique Labs Llc | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-03-02 | 406,000 | $0.00 | 406,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-03-02 | 36,000 | $0.00 | 370,000 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2021-03-02 | 10,000 | $0.00 | 360,000 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2021-03-03 | 17,800 | $289.48 | 342,200 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-03-03 | 58,401 | $290.55 | 283,799 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-03-03 | 61,005 | $291.36 | 222,794 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-03-03 | 87,521 | $292.45 | 135,273 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-03-03 | 56,902 | $293.10 | 78,371 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2021-03-02 | 406,000 | $0.00 | 406,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,168,846 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,364 | Indirect | by Descendants of RSL 1966 Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 6,364 | 6,364 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,364 | 6,364 | Indirect |
Footnotes
- Ronald S. Lauder ("RSL") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Not applicable.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $288.93 to $289.91 per share, inclusive.
- Sales prices range from $289.94 to $290.93 per share, inclusive.
- Sales prices range from $290.94 to $291.93 per share, inclusive.
- Sales prices range from $291.94 to $292.93 per share, inclusive.
- Sales prices range from $292.94 to $293.58 per share, inclusive.
- RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.
Billionaire Hedge Funds
