Filing Details
- Accession Number:
- 0001562180-21-001845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-03 11:49:55
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-03 11:49:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1787570 | Karen Hon | 3005 Tasman Drive Santa Clara CA 95054 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 416 | $129.81 | 3,822 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-01 | 975 | $107.98 | 4,797 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 871 | $531.11 | 3,926 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-01 | 520 | $531.88 | 3,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2021-03-01 | 416 | $0.00 | 416 | $129.81 |
| Common Stock | Stock Option | Disposition | 2021-03-01 | 975 | $0.00 | 975 | $107.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-01 | No | 4 | M | Direct | |
| 0 | 2021-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 318 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $530.80 to $531.77; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $531.84 to $531.95; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2015.
- 25%/4yr beginning on 29-Apr-2014.
Billionaire Hedge Funds
