Filing Details
- Accession Number:
- 0001209191-21-016618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-02 21:26:59
- Reporting Period:
- 2021-02-26
- Accepted Time:
- 2021-03-02 21:26:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768697 | A David Friedman | C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-26 | 44 | $0.00 | 26,070 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2021-03-01 | 8,959 | $24.02 | 266,380 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- With respect to 15 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
- Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.
- Transaction pursuant to a previously established Rule 10b5-1 Plan.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.00 to $24.05. The reporting person willprovide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at eachprice within the range.
- The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
Billionaire Hedge Funds
