Filing Details
- Accession Number:
- 0001567619-21-005452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-02 20:39:53
- Reporting Period:
- 2021-03-01
- Accepted Time:
- 2021-03-02 20:39:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1733998 | Northwest Natural Holding Co | NWN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1629792 | M Shawn Filippi | 250 Sw Taylor St Portland OR 97204 | Vp, Cco & Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-01 | 600 | $45.74 | 2,211 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-01 | 600 | $48.23 | 1,611 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option to Buy | Disposition | 2021-03-01 | 600 | $0.00 | 600 | $45.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,837 | Indirect | See Footnote |
| Common Stock | 1,090 | Indirect | See Footnote |
Footnotes
- This transaction was part of a cashless exercise of stock options, executed in multiple trades on reported date with prices ranging from $48.20 to $48.285, resulting in an average price of $48.2317. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Continued share holdings are noted in Table 1.
- Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
- Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 16, 2021.
- The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.
- Options were granted as part of compensation for services. The options were exercised as a cashless exercise.
Billionaire Hedge Funds
