Filing Details

Accession Number:
0001033905-21-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-01 16:31:47
Reporting Period:
2021-03-01
Accepted Time:
2021-03-01 16:31:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1033905 Luminex Corp LMNX Surgical & Medical Instruments & Apparatus (3841) 742747608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238407 T Harriss Currie 12212 Technology Boulevard
Austin TX 78727
Svp, Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-01 5,325 $18.26 231,142 No 4 M Direct
Common Stock Disposition 2021-03-01 5,325 $32.35 226,868 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right To Buy) Disposition 2021-03-01 5,325 $18.26 5,325 $18.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-03-11 2021-03-11 No 4 M Direct
Footnotes
  1. This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on May 28, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
  2. This balance includes a total of 1,051 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 515 shares obtained May 29, 2020 and 536 shares obtained November 30, 2020.