Filing Details

Accession Number:
0001179110-21-002357
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-26 17:12:13
Reporting Period:
2021-02-24
Accepted Time:
2021-02-26 17:12:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911177 Casella Waste Systems Inc CWST Refuse Systems (4953) 030338873
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567864 Christopher Heald 25 Greens Hill Lane
Rutland VT 05701
Vp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-24 11,392 $0.00 44,149 No 4 A Direct
Class A Common Stock Disposition 2021-02-25 2,871 $60.44 41,278 No 4 S Direct
Class A Common Stock Disposition 2021-02-26 681 $59.07 40,597 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents share of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2018, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2020 through December 1, 2020, and a multiplier based on relative total shareholder return for the period running from January 1, 2018 to December 31, 2020.
  2. Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019, in connection with the vesting of PSUs on February 24, 2021.
  3. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $60.40 to $60.80, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $58.17 to $60.15, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.