Filing Details

Accession Number:
0001209191-21-014792
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-26 16:53:47
Reporting Period:
2021-02-24
Accepted Time:
2021-02-26 16:53:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343882 C Jeffrey Sprecher 5660 New Northside Drive
Atlanta GA 30328
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-24 36,955 $22.43 1,419,431 No 4 M Direct
Common Stock Acquisiton 2021-02-24 52,581 $25.87 1,472,012 No 4 M Direct
Common Stock Acquisiton 2021-02-24 2,415 $41.37 1,474,427 No 4 M Direct
Common Stock Disposition 2021-02-24 35,471 $110.71 1,438,956 No 4 S Direct
Common Stock Disposition 2021-02-24 73,566 $111.51 1,365,390 No 4 S Direct
Common Stock Disposition 2021-02-24 19,870 $110.73 3,251,835 No 4 S Indirect CPEX
Common Stock Disposition 2021-02-24 40,130 $111.54 3,211,705 No 4 S Indirect CPEX
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect CPEX
No 4 S Indirect CPEX
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2021-02-24 36,955 $0.00 36,955 $22.43
Common Stock Employee Stock Option (right to buy) Holding Disposition 2021-02-24 52,581 $0.00 52,581 $25.87
Common Stock Employee Stock Option (right to buy) Holding Disposition 2021-02-24 2,415 $0.00 2,415 $41.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
73,910 2022-01-17 No 4 M Direct
105,164 2023-01-11 No 4 M Direct
191,040 2024-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 81,570 Indirect By spouse
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $110.10 - $111.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. The price range for the aggregate amount sold by the direct holder is $111.10 - $111.89. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  4. The common stock number referred in Table I is an aggregate number and represents 1,293,878 shares of common stock and 71,512 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.
  5. The price range for the aggregate amount sold by the direct holder is $110.19 - $111.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  6. The price range for the aggregate amount sold by the direct holder is $111.19 - $111.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  7. These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly.
  8. As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
  9. These options are fully vested.