Filing Details
- Accession Number:
- 0000091576-21-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-26 16:15:29
- Reporting Period:
- 2021-02-24
- Accepted Time:
- 2021-02-26 16:15:29
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572558 | M Trina Evans | C/O Keycorp 127 Public Square Cleveland OH 44114 | Director, Corporate Center | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-02-24 | 4,730 | $0.00 | 95,045 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-02-24 | 1,436 | $21.54 | 93,609 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2021-02-24 | 8,450 | $9.33 | 102,059 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-02-24 | 16,355 | $10.49 | 118,414 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-02-24 | 34,305 | $21.41 | 84,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2021-02-24 | 4,730 | $0.00 | 4,730 | $0.00 |
| Common Shares | Option to Buy | Disposition | 2021-02-24 | 8,450 | $0.00 | 8,450 | $9.33 |
| Common Shares | Option to Buy | Disposition | 2021-02-24 | 16,355 | $0.00 | 16,355 | $10.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,187 | No | 4 | M | Direct | ||
| 0 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2026-02-15 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.43.
- The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
- Includes approximately 1,004 dividend-equivalent restricted stock units accrued between March and December 2020.
- This option vested in four equal annual installments ending on March 1, 2017.
- This option vested in four equal annual installments ending on February 15, 2020.
Billionaire Hedge Funds
