Filing Details

Accession Number:
0001209191-21-014541
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-25 20:50:17
Reporting Period:
2021-02-23
Accepted Time:
2021-02-25 20:50:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604471 R. Osamu Watanabe C/O Moelis &Amp; Company
399 Park Avenue, 5Th Floor
New York NY 10022
General Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-23 17,212 $0.00 17,343 No 4 M Direct
Class A Common Stock Disposition 2021-02-23 192 $54.29 17,151 No 4 F Direct
Class A Common Stock Disposition 2021-02-24 17,020 $53.08 131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2015 Incentive Restricted Stock Units Disposition 2021-02-23 4,923 $0.00 4,923 $0.00
Class A Common Stock 2016 Incentive Restricted Stock Units Disposition 2021-02-23 3,375 $0.00 3,375 $0.00
Class A Common Stock 2017 Incentive Restricted Stock Units Disposition 2021-02-23 2,715 $0.00 2,715 $0.00
Class A Common Stock 2018 Incentive Restricted Stock Units Disposition 2021-02-23 2,784 $0.00 2,784 $0.00
Class A Common Stock 2019 Incentive Restricted Stock Units Disposition 2021-02-23 3,415 $0.00 3,415 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
3,375 No 4 M Direct
5,430 No 4 M Direct
8,354 No 4 M Direct
13,661 No 4 M Direct
Footnotes
  1. Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
  2. The RSUs were settled for Class A Common Stock on February 23, 2021.