Filing Details
- Accession Number:
- 0000874977-21-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-25 17:46:27
- Reporting Period:
- 2021-02-24
- Accepted Time:
- 2021-02-25 17:46:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1641895 | Stanley Matthew Mrozek | 518 E. Broad Street Columbus OH 43215 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2021-02-24 | 1,838 | $17.01 | 0 | No | 4 | A | Direct | |
| Common Shares Without Par Value | Acquisiton | 2021-02-24 | 5,086 | $17.03 | 14,574 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2021-02-24 | 5,086 | $18.12 | 9,488 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) NQ | Disposition | 2021-02-24 | 0 | $0.00 | 0 | $17.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-03 | 2021-03-02 | No | 4 | M | Direct |
Footnotes
- Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to a prior Performance Stock Unit Award issued on 3/1/18, which has a three-year performance period, vesting on 12/31/20. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16b-3(e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of $17.01 represents the closing price of STFC's common shares on 2/18/21.
- Includes the following acquisitions: 0.755067 shares acquired in September 2020 and 0.580399 shares acquired in December 2020 in a DRIP account.
Billionaire Hedge Funds
