Filing Details

Accession Number:
0001628280-21-003142
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-24 21:32:40
Reporting Period:
2021-02-22
Accepted Time:
2021-02-24 21:32:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1472595 R1 Rcm Inc. RCM Services-Management Services (8741) 020698101
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1840665 M. John Sparby C/O R1 Rcm Inc.
401 N Michigan Ave
Chicago IL 60611
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-22 10,461 $3.85 310,854 No 4 M Direct
Common Stock Disposition 2021-02-22 10,461 $28.07 300,393 No 4 S Direct
Common Stock Disposition 2021-02-23 60,000 $27.90 240,393 No 4 S Direct
Common Stock Disposition 2021-02-24 30,000 $28.66 210,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-02-22 10,461 $0.00 10,461 $3.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2019-06-12 2027-06-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect By childrens' grantor retained annuity trust
Common Stock 30,046 Indirect By family grantor retained annuity trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.05 to $28.11 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The 90,000 shares sold on 2/23/2021 and 2/24/2021 includes 26,032 shares sold at the request of the reporting person's former spouse. The net proceeds of the sale of the shares will be transferred to the reporting person's former spouse pursuant to an agreement between the reporting person and his former spouse.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.33 to $28.25 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.21 to $28.98 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  5. These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his two children. The reporting person's former spouse is the trustee of the trust.
  6. These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his nieces and nephews. The reporting person shares investment control over issuer securities held by the trust with his former spouse, who is the trustee of the trust.