Filing Details
- Accession Number:
- 0000950103-21-002941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-24 20:55:19
- Reporting Period:
- 2021-02-24
- Accepted Time:
- 2021-02-24 20:55:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548760 | Mark Zuckerberg | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Cob And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-24 | 29,000 | $0.00 | 29,000 | No | 4 | C | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 1,300 | $259.04 | 27,700 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 2,600 | $260.19 | 25,100 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 5,085 | $261.22 | 20,015 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 4,615 | $262.31 | 15,400 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 2,300 | $263.17 | 13,100 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 5,200 | $264.39 | 7,900 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 6,400 | $265.34 | 1,500 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 1,500 | $266.06 | 0 | No | 4 | S | Indirect | By CZI Holdings, LLC |
| Class A Common Stock | Disposition | 2021-02-24 | 700 | $259.34 | 3,094,139 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 1,150 | $260.37 | 3,092,989 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 1,779 | $261.42 | 3,091,210 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 1,750 | $262.47 | 3,089,460 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 850 | $263.43 | 3,088,610 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 2,194 | $264.57 | 3,086,416 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 2,377 | $265.49 | 3,084,039 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Disposition | 2021-02-24 | 200 | $266.27 | 3,083,839 | No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| Class A Common Stock | Acquisiton | 2021-02-24 | 4,750 | $0.00 | 4,750 | No | 4 | C | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 290 | $259.26 | 4,460 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 290 | $260.13 | 4,170 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 810 | $261.21 | 3,360 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 960 | $262.37 | 2,400 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 290 | $263.12 | 2,110 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 870 | $264.40 | 1,240 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 1,020 | $265.38 | 220 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Class A Common Stock | Disposition | 2021-02-24 | 220 | $266.10 | 0 | No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By CZI Holdings, LLC |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | S | Indirect | By Chan Zuckerberg Initiative Foundation |
| No | 4 | C | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
| No | 4 | S | Indirect | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2021-02-24 | 29,000 | $0.00 | 29,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-02-24 | 4,750 | $0.00 | 4,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 353,474,977 | No | 4 | C | Indirect | ||
| 5,492,748 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,908,602 | 1,908,602 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,908,602 | 1,908,602 | Indirect |
Footnotes
- Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
- The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.57 to $259.53 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.75 to $260.70 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.76 to $261.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.795 to $262.75 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.82 to $263.81 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.83 to $264.82 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.89 to $265.80 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.93 to $266.275 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.88 to $259.76 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.94 to $260.91 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.94 to $261.91 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.98 to $262.94 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.00 to $263.88 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.10 to $265.07 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.10 to $266.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.17 to $266.32 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
- The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.78 to $259.77 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.78 to $260.75 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.80 to $261.68 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.80 to $262.78 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.84 to $263.43 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.89 to $264.85 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.92 to $265.87 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.00 to $266.22 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
Billionaire Hedge Funds
