Filing Details

Accession Number:
0000950103-21-002929
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-24 19:36:26
Reporting Period:
2021-02-22
Accepted Time:
2021-02-24 19:36:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642545 Shockwave Medical Inc. SWAV Surgical & Medical Instruments & Apparatus (3841) 270494101
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768408 Antoine Papiernik C/O Shockwave Medical, Inc.
5403 Betsy Ross Drive
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-22 350,000 $127.50 787,251 No 4 S Indirect By Sofinnova Capital VII FCPR
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Sofinnova Capital VII FCPR
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,701 Direct
Footnotes
  1. Represents shares directly held by Sofinnova Capital VII FCPR. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova Capital VII FCPR. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.