Filing Details

Accession Number:
0001209191-21-013765
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-24 16:13:40
Reporting Period:
2021-02-22
Accepted Time:
2021-02-24 16:13:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289945 Spok Holdings Inc SPOK Radiotelephone Communications (4812) 161694797
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1747745 J Todd Stein C/o Spok Holdings, Inc.
6850 Versar Ctr Ste 400
Springfield VA 22151
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-23 0 $0.00 553,390 No 4 P Indirect Braeside Capital II, L.P.
Common Stock Acquisiton 2021-02-23 0 $0.00 510,601 No 4 P Indirect Braeside Capital, L.P.
Common Stock Acquisiton 2021-02-23 0 $0.00 15,780 No 4 P Direct
Common Stock Acquisiton 2021-02-22 6,631 $10.36 6,631 No 4 P Indirect Braeside Investments, LLC
Common Stock Acquisiton 2021-02-23 1,563 $10.54 8,194 No 4 P Indirect Braeside Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Braeside Capital II, L.P.
No 4 P Indirect Braeside Capital, L.P.
No 4 P Direct
No 4 P Indirect Braeside Investments, LLC
No 4 P Indirect Braeside Investments, LLC
Footnotes
  1. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  2. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.