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Home > Insider Trading > Filing (0001683168-21-000702)

Filing Details

Accession Number:: 0001683168-21-000702
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-24 11:26:45
Reporting Period:: 2021-02-16

Accepted Time:: 2021-02-24 11:26:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1554818	Auddia Inc.	AUUD	Services-Computer Processing & Data Preparation (7374)	454257218

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1846997	John Jeffrey Thramann	5755 Central Avenue, Suite C Boulder CO 80301	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-16	969,697	$4.13	1,682,349	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Warrants (right to buy)	Acquisiton	2021-02-16	969,697	$0.00	969,697	$4.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,103,833	2021-02-16	2026-02-19	No	4	P	Direct

Footnotes

In connection with the Auddia Inc. initial public offering ("IPO"), 969,697 units were purchased on 2/16/2021 at a price of $4.125 per unit. Each unit consisted of one share of common stock and one Series A common stock warrant. Each Series A common stock warrant has an exercise price of $4.54 per common share, and may be exercised at any time up to five years after the February 19, 2021 IPO closing date.