Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2021-02-24 11:26:45
Reporting Period:
Accepted Time:
2021-02-24 11:26:45
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1554818 Auddia Inc. AUUD Services-Computer Processing & Data Preparation (7374) 454257218
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1846997 John Jeffrey Thramann 5755 Central Avenue, Suite C
Boulder CO 80301
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-16 969,697 $4.13 1,682,349 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrants (right to buy) Acquisiton 2021-02-16 969,697 $0.00 969,697 $4.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,103,833 2021-02-16 2026-02-19 No 4 P Direct
  1. In connection with the Auddia Inc. initial public offering ("IPO"), 969,697 units were purchased on 2/16/2021 at a price of $4.125 per unit. Each unit consisted of one share of common stock and one Series A common stock warrant. Each Series A common stock warrant has an exercise price of $4.54 per common share, and may be exercised at any time up to five years after the February 19, 2021 IPO closing date.