Filing Details

Accession Number:
0001209191-11-023422
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-19 17:09:33
Reporting Period:
2011-04-15
Filing Date:
2011-04-19
Accepted Time:
2011-04-19 17:09:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378140 Ocean Power Technologies Inc. OPTT Electric Services (4911) 222535818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397131 W George Taylor C/O Ocean Power Technologies, Inc.
1590 Reed Road
Pennington NJ 08534
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-15 10,000 $4.90 503,801 No 4 S Direct
Common Stock Disposition 2011-04-18 15,000 $4.78 488,801 No 4 S Direct
Common Stock Disposition 2011-04-19 12,000 $4.76 476,801 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 543 Indirect See footnote
Footnotes
  1. The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $4.88 to $4.92 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $4.75 to $4.81 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Shares held by Princeton Research Associates, Inc. Dr. Taylor is President and a director of Princeton Research Associates. Dr. Taylor disclaims beneficial ownership of the shares held by Princeton Research Associates, Inc. except to the extent of his pecuniary interest therein.
  4. The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $4.75 to $4.78 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.