Filing Details
- Accession Number:
- 0001493152-21-004645
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 18:37:33
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2021-02-23 18:37:33
- Original Submission Date:
- 2020-08-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083743 | Flux Power Holdings Inc. | FLUX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 860931332 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550109 | Michael Johnson | C/O Flux Power Holdings, Inc. 2685 S. Melrose Drive Vista, CA 92081 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-14 | 150,000 | $4.00 | 4,453,757 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Footnotes
- Represents the purchase of 150,000 shares of common stock acquired by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay") on August 14, 2020 at the offering price of $4.00 per share, for a total purchase price of $600,000, in connection with the Issuer's public offering which closed on August 18, 2020.
- Includes 4,303,757 shares of common stock owned by Esenjay.
- The securities are held by Esenjay. Mr. Johnson is the sole director and beneficial owner of Esenjay.
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