Filing Details
- Accession Number:
- 0001562180-21-001512
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 18:32:28
- Reporting Period:
- 2021-02-19
- Accepted Time:
- 2021-02-23 18:32:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358620 | T Peter Thomas | C/O Ferro Corporation 6060 Parkland Boulevard Mayfield Heights OH 44124 | Chairman, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-19 | 15,200 | $0.00 | 853,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-19 | 6,400 | $15.10 | 846,805 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-19 | 26,687 | $15.16 | 873,492 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-19 | 26,687 | $15.50 | 846,805 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-02-19 | 15,200 | $0.00 | 15,200 | $0.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-02-19 | 26,687 | $0.00 | 26,687 | $15.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,400 | 2023-02-19 | No | 4 | M | Direct | |
| 11,313 | 2012-02-24 | 2021-02-24 | No | 4 | M | Direct |
Footnotes
- Restricted share units convert into Common Stock on a one-to-one basis.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $15.50 - $15.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- 1/3 per year for 3 years beginning on 19-Feb-2021
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