Filing Details
- Accession Number:
- 0001209191-11-023395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-19 16:45:48
- Reporting Period:
- 2011-04-15
- Filing Date:
- 2011-04-19
- Accepted Time:
- 2011-04-19 16:45:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344019 | Alan Marten | C/O: Smart Modular Technologies 39870 Eureka Dr. Newark CA 94560 | Svp/Gm - Memory Business Unit | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-15 | 4,000 | $0.17 | 309,386 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-15 | 4,000 | $8.08 | 305,386 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-15 | 4,000 | $0.00 | 4,000 | $0.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,880 | 2014-06-16 | No | 4 | M | Direct |
Footnotes
- Also referred to as ordinary shares.
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.000 to $8.180, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
- The option is fully vested.
Billionaire Hedge Funds
