Filing Details

Accession Number:
0001209191-21-013352
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-23 18:04:48
Reporting Period:
2021-02-19
Accepted Time:
2021-02-23 18:04:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399157 Nimrod Ben-Natan 2590 Orchard Parkway
San Jose CA 95131
Svp & Gm, Cable Access No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-19 40,480 $6.49 476,880 No 4 M Direct
Common Stock Disposition 2021-02-19 40,480 $7.93 436,400 No 4 S Direct
Common Stock Acquisiton 2021-02-22 59,520 $6.49 495,920 No 4 M Direct
Common Stock Disposition 2021-02-22 59,520 $7.97 436,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options/Right to buy Disposition 2021-02-19 40,480 $6.49 40,480 $6.49
Common Stock Stock Options/Right to buy Disposition 2021-02-22 59,520 $6.49 59,520 $6.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,520 2015-02-15 2021-03-14 No 4 M Direct
0 2015-02-15 2021-03-14 No 4 M Direct
Footnotes
  1. These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021.