Filing Details
- Accession Number:
- 0001127602-21-007390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-23 17:57:02
- Reporting Period:
- 2021-02-19
- Accepted Time:
- 2021-02-23 17:57:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1423221 | Quanex Building Products Corp | NX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251789 | C William Griffiths | 1800 West Loop South, Suite 1500 Houston TX 77027 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-19 | 18,213 | $19.45 | 251,849 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-19 | 18,213 | $24.32 | 233,636 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-22 | 23,605 | $19.45 | 257,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-22 | 23,605 | $24.75 | 233,636 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-23 | 34,496 | $19.45 | 268,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-23 | 34,496 | $24.59 | 233,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-02-19 | 18,213 | $0.00 | 18,213 | $19.45 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-02-22 | 23,605 | $0.00 | 23,605 | $19.45 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-02-23 | 34,496 | $0.00 | 34,496 | $19.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,703 | 2026-11-30 | No | 4 | M | Direct | |
| 40,098 | 2026-11-30 | No | 4 | M | Direct | |
| 5,602 | 2026-11-30 | No | 4 | M | Direct |
Footnotes
- The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.
- The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.54, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.27 to $25.00, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.17 to $24.92, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option vests in three equal annual installments beginning on November 30, 2017.
Billionaire Hedge Funds
