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Filing Details

Accession Number:: 0001288469-21-000034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-23 17:02:08
Reporting Period:: 2021-02-19

Accepted Time:: 2021-02-23 17:02:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1562306	William Torgerson	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	Vp/Gm, Broadband Group	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-02-19	25,051	$9.23	128,920	No	4	M	Direct
Common Stock	Disposition	2021-02-19	25,051	$38.10	103,869	No	4	S	Direct
Common Stock	Disposition	2021-02-19	41,926	$38.11	61,943	No	4	S	Direct
Common Stock	Acquisiton	2021-02-20	565	$0.00	63,579	No	4	M	Direct
Common Stock	Disposition	2021-02-20	565	$38.33	63,014	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-02-19	25,051	$9.23	25,051	$9.23
Common Stock	Restricted Stock Units	Disposition	2021-02-20	565	$0.00	565	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-06-02	No	4	M	Direct
0			No	4	M	Direct

Footnotes

Represents the weighted average share price of an aggregate total of 25,051 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 41,926 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,051 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.