Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2021-02-23 16:16:16
Reporting Period:
Accepted Time:
2021-02-23 16:16:16
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1466538 Cowen Inc. COWN () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275922 M Jeffrey Solomon Cowen Inc.
599 Lexington Avenue
New York NY 10022
Chair And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-02-22 65,000 $37.19 922,468 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The shares of common stock were sold pursuant to a 10b5-1 trading plan that was established in connection with Mr. Solomon's long-term tax planning strategy. The 10b5-1 trading plan has been terminated as all shares of common stock subject to the plan have been sold.
  2. The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $35.77 to $37.98. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.