Filing Details

Accession Number:
0001209191-21-013039
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-22 21:38:52
Reporting Period:
2021-02-18
Accepted Time:
2021-02-22 21:38:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321655 Palantir Technologies Inc. PLTR Services-Prepackaged Software (7372) 680551851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1823919 A. Matthew Long C/o Palantir Technologies Inc.
1555 Blake Street, Suite 250
Denver CO 80202
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-18 503,864 $0.00 1,285,803 No 4 C Direct
Class A Common Stock Disposition 2021-02-18 468,762 $25.04 817,041 No 4 S Direct
Class A Common Stock Disposition 2021-02-18 35,102 $25.86 781,939 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to buy) Disposition 2021-02-18 283,864 $0.00 283,864 $2.70
Class A Common Stock Class B Common Stock Acquisiton 2021-02-18 283,864 $0.00 283,864 $2.70
Class B Common Stock Employee Stock Option (Right to buy) Disposition 2021-02-18 220,000 $0.00 220,000 $4.72
Class A Common Stock Class B Common Stock Acquisiton 2021-02-18 220,000 $0.00 220,000 $4.72
Class A Common Stock Class B Common Stock Disposition 2021-02-18 503,864 $0.00 503,864 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-07-02 No 4 M Direct
580,160 No 4 M Direct
880,000 2030-06-03 No 4 M Direct
800,160 No 4 M Direct
296,296 No 4 C Direct
Footnotes
  1. All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.
  2. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.51 to $25.50. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  3. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.51 to $26.30. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  4. The options exercised in this transaction were fully vested and exercisable as of the transaction date.
  5. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.