Filing Details

Accession Number:
0001209191-21-013038
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-22 21:37:41
Reporting Period:
2021-02-18
Accepted Time:
2021-02-22 21:37:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321655 Palantir Technologies Inc. PLTR Services-Prepackaged Software (7372) 680551851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1823920 Andrew Stephen Cohen C/o Palantir Technologies Inc.
1555 Blake Street, Suite 250
Denver CO 80202
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-18 2,000,000 $0.00 2,203,647 No 4 C Direct
Class A Common Stock Disposition 2021-02-18 924,378 $25.07 1,279,269 No 4 S Direct
Class A Common Stock Disposition 2021-02-18 225,622 $25.93 1,053,647 No 4 S Direct
Class A Common Stock Disposition 2021-02-19 300,000 $27.71 753,647 No 4 S Direct
Class A Common Stock Disposition 2021-02-19 250,000 $29.04 503,647 No 4 S Direct
Class A Common Stock Disposition 2021-02-22 300,000 $30.03 203,647 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to buy) Disposition 2021-02-18 749,091 $0.00 749,091 $1.10
Class A Common Stock Class B Common Stock Acquisiton 2021-02-18 749,091 $0.00 749,091 $1.10
Class A Common Stock Class B Common Stock Disposition 2021-02-18 2,000,000 $0.00 2,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,909 2021-07-27 No 4 M Direct
12,783,114 No 4 M Direct
10,783,114 No 4 C Direct
Footnotes
  1. This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market.
  2. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.52 to $25.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  3. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.52 to $26.31. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  4. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.08 to 28.02. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  5. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $29.04 to $29.045. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  6. This transaction represents a sale of shares in the open market made at a price of $30.03 per share.
  7. The options exercised in this transaction were fully vested and exercisable as of the transaction date.
  8. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.