Filing Details
- Accession Number:
- 0001428959-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-22 12:50:12
- Reporting Period:
- 2021-02-18
- Accepted Time:
- 2021-02-22 12:50:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819793 | Albany International Corp | AIN | Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) | 140462060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428959 | M David Pawlick | C/O Albany International Corp. 216 Airport Drive Rochester NH 03867 | Vice President- Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-19 | 1,000 | $20.45 | 1,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-02-19 | 1,000 | $79.23 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-02-19 | 1,000 | $20.63 | 1,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-02-19 | 537 | $79.24 | 463 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-02-19 | 129 | $79.24 | 334 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-02-19 | 334 | $79.55 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Employee Stock Option | Disposition | 2021-02-19 | 1,000 | $0.00 | 1,000 | $20.45 |
| Class A Common | Employee Stock Option | Disposition | 2021-02-19 | 1,000 | $0.00 | 1,000 | $20.63 |
| Class A Common Stock | Phantom Stock Units | Acquisiton | 2021-02-18 | 2,445 | $0.00 | 2,445 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-11-06 | No | 4 | M | Direct | |
| 0 | 2022-11-07 | No | 4 | M | Direct | |
| 2,445 | 2021-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,044 | Indirect | By 401(k) |
| Class A Common Stock | 2,314 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Phantom Stock Units | $0.00 | 2017-03-01 | 420 | 420 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2018-03-01 | 792 | 792 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2019-03-01 | 1,315 | 1,315 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2020-03-01 | 1,832 | 1,832 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 420 | 420 | Direct | |
| 792 | 792 | Direct | |
| 1,315 | 1,315 | Direct | |
| 1,832 | 1,832 | Direct |
Footnotes
- Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
- Fully exercisable.
- Phantom Stock Units granted on February 23, 2017 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 422 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
- Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 396 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
- Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 439 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.
- Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 458 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.
- Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 489 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021.
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