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Filing Details

Accession Number:: 0000899243-21-007468
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-19 20:24:30
Reporting Period:: 2021-02-17

Accepted Time:: 2021-02-19 20:24:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321655	Palantir Technologies Inc.	PLTR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211060	Peter Thiel	C/O Palantir Technologies Inc. 1555 Blake Street, Suite 250 Denver CO 80202		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-02-17	6,944,440	$0.00	3,472,220	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	39,422,431	$0.00	19,730,330	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	1,191,775	$0.00	1,192,932	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2021-02-17	596,466	$0.00	596,466	No	4	J	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	1,949,413	$0.00	975,652	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	32,212,328	$0.00	16,106,210	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	588,414	$0.00	588,416	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2021-02-17	294,208	$0.00	294,208	No	4	J	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	11,440,882	$0.00	5,720,458	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	13,160,866	$0.00	0	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	4,224,690	$0.00	0	No	4	C	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-02-17	3,891	$0.00	3,915	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2021-02-18	15,653,541	$25.06	82,197,647	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-02-18	4,346,459	$25.87	77,851,188	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-02-18	3,315	$25.10	600	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-02-18	600	$25.93	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	6,944,440	$0.00	6,944,440	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	39,422,431	$0.00	39,422,431	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	1,191,775	$0.00	1,191,775	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	1,949,413	$0.00	1,949,413	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	32,212,328	$0.00	32,212,328	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	588,414	$0.00	588,414	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	11,440,882	$0.00	11,440,882	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	13,160,866	$0.00	13,160,866	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	4,224,690	$0.00	4,224,690	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-02-17	3,891	$0.00	3,891	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	3,844,639	Direct
Class A Common Stock	1,083,408	Indirect	See Footnote
Class A Common Stock	12,050,960	Indirect	See Footnote
Class A Common Stock	53,487	Indirect	See Footnote
Class A Common Stock	268,840	Indirect	See Footnote
Class A Common Stock	1,954,631	Indirect	See Footnote
Class A Common Stock	3,702,272	Indirect	See Footnote
Class A Common Stock	3,506,771	Indirect	See Footnote
Class A Common Stock	14,530,420	Indirect	See Footnote

Footnotes

This transaction represents the conversion of Class B Common Stock into Class A Common Stock effected in compliance with a preexisting Rule 10b5-1 plan adopted by the holder and the Issuer's lock-up terms.
Share numbers have been adjusted to reflect changes in form of beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
These shares are held of record by The Founders Fund, LP ("FF-I"). The Reporting Person is one of the managing members of The Founders Fund Management, LLC, which is the general partner of FF-I. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-I. The Reporting Person disclaims beneficial ownership over the shares held by FF-I except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund II, LP ("FF-II"). The Reporting Person is one of the managing members of The Founders Fund II Management, LLC ("FFIIM"), which is the general partner of FF-II. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-II. The Reporting Person disclaims beneficial ownership over the shares held by FF-II except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund II Entrepreneurs Fund, LP ("FF-IIE"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-IIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIE except to the extent of his pecuniary interest therein.
Reflects a distribution to limited partners effected pursuant to a preexisting Rule 10b5-1 plan adopted by the holder and in compliance with the Issuer's lock-up terms. The Reporting Person has no pecuniary interest in the reported shares.
These shares are held of record by The Founders Fund II Principals Fund, LP ("FF-IIP"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-IIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III, LP ("FF-III"). The Reporting Person is one of the managing members of The Founders Fund III Management, LLC ("FFIIIM"), which is the general partner of FF-III. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-III. The Reporting Person disclaims beneficial ownership over the shares held by FF-III except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III Entrepreneurs Fund, LP ("FF-IIIE"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-IIIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIE except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III Principals Fund, LP ("FF-IIIP"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-IIIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund IV, LP ("FF-IV"). The Reporting Person is one of the managing members of The Founders Fund IV Management, LLC ("FFIVM"), which is the general partner of FF-IV. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IV. The Reporting Person disclaims beneficial ownership over the shares held by FF-IV except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund IV Principals Fund, LP ("FF-IVP"). The Reporting Person is one of the managing members of FFIVM, which is the general partner of FF-IVP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IVP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IVP except to the extent of his pecuniary interest therein.
These shares are held of record by FF Pathfinder VI, LLC ("FF Pathfinder"). The Reporting Person is one of the managing members of The Founders Fund VI Management, LLC, which is the managing member of FF Pathfinder. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF Pathfinder. The Reporting Person disclaims beneficial ownership over the shares held by FF Pathfinder except to the extent of his pecuniary interest therein.
These shares are held of record by FF4 Investment LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by FF4 Investment LLC.
These shares are held of record by PLTR Holdings LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by PLTR Holdings LLC.
These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.
These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC.
These shares are held of record by STS Holdings II LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by STS Holdings II LLC.
These shares are held of record by Clarium L.P. ("Clarium"). The Reporting Person is the President of Clarium Capital Management, LLC, which is the general partner of Clarium. The Reporting Person may be deemed to have beneficial ownership over the securities held by Clarium.
These shares are held of record by PT Ventures, LLC ("PTV"), of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership over the securities held by PTV. The Reporting Person disclaims beneficial ownership of the shares held by PTV except to the extent of his pecuniary interest therein.
These shares are held of record by Thiel Capital LLC, of which the Reporting Person is the Manager. The Reporting Person has beneficial ownership over the securities held by Thiel Capital LLC.
These shares are held of record by Mithril PAL-SPV 1, LLC ("Mithril"). The Reporting Person is the Chairman of the Investment Committee of Mithril GP LP, the General Partner of Mithril LP, which, in turn, owns Mithril. The Reporting Person may be deemed to have beneficial ownership over the securities held by Mithril. The Reporting Person disclaims beneficial ownership of the shares held by Mithril except to the extent of his pecuniary interest therein.
The sales reported on this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the holder.
This transaction was executed in multiple trades at prices ranging from $24.51 to $25.50. The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC.
This transaction was executed in multiple trades at prices ranging from $25.505 to $26.31. The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $24.78 to $25.75. The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $25.79 to $26.04. The price above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.