Filing Details

Accession Number:
0000899243-21-007444
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-19 18:59:59
Reporting Period:
2021-02-17
Accepted Time:
2021-02-19 18:59:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1656536 Decibel Therapeutics Inc. DBTX Pharmaceutical Preparations (2834) 464198709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1842129 Matthew Foy C/O Decibel Therapeutics, Inc.
1325 Boylston Street, Suite 500
Boston MA 02215
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-17 458,487 $0.00 458,487 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-17 247,324 $0.00 705,811 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-17 327,852 $0.00 1,033,663 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-17 150,000 $18.00 1,183,663 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-02-17 7,119,852 $0.00 458,487 $0.00
Common Stock Series C Preferred Stock Disposition 2021-02-17 3,125,000 $0.00 247,324 $0.00
Common Stock Series D Preferred Stock Disposition 2021-02-17 1,737,619 $0.00 327,852 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. On February 17, 2021, the Series A Preferred Stock automatically converted into Common Stock on a 15.529-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
  2. On February 17, 2021, the Series C Preferred Stock automatically converted into Common Stock on a 12.6352-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
  3. On February 17, 2021, the Series D Preferred Stock automatically converted into Common Stock on a 5.3-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
  4. Held of record by GSK Equity Investments, Limited ("GSK"), an indirect, wholly owned subsidiary of GlaxoSmithKline plc. SR One Capital Management, LP ("S.R. One") is the investment advisor for GSK. Mr. Foy is a partner at S.R. One. Mr. Foy disclaims beneficial ownership of all the shares reported herein and this report shall not be deemed an admission of beneficial ownership of such shares for the purposes of Section 16 or for any other purpose except to the extent of his proportionate pecuniary interest therein.