Filing Details

Accession Number:
0001235468-21-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-19 17:29:24
Reporting Period:
2021-02-17
Accepted Time:
2021-02-19 17:29:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1085715 H George Ellis C/o Liquidity Services, Inc.
6931 Arlington Road, Suite 200
Bethesda MD 20814
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-17 5,181 $19.25 27,614 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,160 Indirect I.R.A.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $42.31 2013-02-01 2022-02-01 5,328 5,328 Direct
Common Stock Stock Option $40.11 2014-02-01 2023-02-01 5,954 5,954 Direct
Common Stock Stock Option $21.53 2015-02-01 2024-02-01 13,144 13,144 Direct
Common Stock Stock Option $6.29 2017-02-01 2026-02-01 44,192 44,192 Direct
Common Stock Restricted Stock Grant $0.00 2022-02-01 4,655 4,655 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-01 5,328 5,328 Direct
2023-02-01 5,954 5,954 Direct
2024-02-01 13,144 13,144 Direct
2026-02-01 44,192 44,192 Direct
2022-02-01 4,655 4,655 Direct
Footnotes
  1. George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee.
  2. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  3. These restricted stock units vest on February 1, 2022.