Filing Details
- Accession Number:
- 0001104659-21-025836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-19 17:15:41
- Reporting Period:
- 2021-02-17
- Accepted Time:
- 2021-02-19 17:15:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1442626 | Bluerock Residential Growth Reit Inc. | BRG | Real Estate Investment Trusts (6798) | 263136483 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1722524 | S Ryan Macdonald | 1345 Avenue Of The Americas, 32Nd Floor New York NY 10105 | Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-17 | 61,293 | $0.00 | 65,710 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-02-17 | 4,417 | $11.60 | 61,293 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-02-18 | 41,927 | $11.18 | 19,366 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-02-19 | 19,366 | $11.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | LTIP Units | Disposition | 2021-02-17 | 61,293 | $0.00 | 61,293 | $0.00 |
| Class A Common Stock | OP Units | Disposition | 2021-02-17 | 61,293 | $0.00 | 61,293 | $0.00 |
| Class A Common Stock | OP Units | Disposition | 2021-02-17 | 61,293 | $0.00 | 61,293 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 494,066 | No | 4 | C | Direct | ||
| 228,582 | No | 4 | C | Direct | ||
| 167,289 | No | 4 | C | Direct |
Footnotes
- Represents shares of the Issuer's Class A common stock, which were acquired on a one-for-one basis through redemption of units of partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner.
- This transaction was executed in multiple trades at prices ranging from $11.10 to $11.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at $11.05 per share.
- 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis.
- Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis.
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