Filing Details
- Accession Number:
- 0001104659-11-020783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-18 21:45:45
- Reporting Period:
- 2011-04-14
- Filing Date:
- 2011-04-18
- Accepted Time:
- 2011-04-18 21:45:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054905 | Innospec Inc. | IOSP | Chemicals & Allied Products (2800) | 981081725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
948904 | Al Et L Jeffrey Gendell | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1272374 | Tontine Capital Management Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1276922 | P L Partners Capital Tontine | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1482608 | Tontine Capital Overseas Master Fund Ii, L.p. | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1482609 | Tontine Asset Associates, L.l.c. | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No |
Transaction Summary
Sold: | 200,000 shares | Avg. Price: $32.35 | Total Value: $6,470,099.80 |
Number of Shares After Transactions: | 2,808,651 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Disposition | 2011-04-14 | 102,000 | $32.30 | 2,906,651 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-04-15 | 98,000 | $32.40 | 2,808,651 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA") and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; and (b) TAA, the general partner of TCP 2.
- On April 14, 2011, TCP 2 sold 102,000 shares of Common Stock at a weighted average price of $32.3039 per share, at prices ranging from $32.3014 to $32.4273 per share. On April 15, 2011, TCP 2 sold 98,000 shares of Common Stock at a weighted average price of $32.3990 per share, at prices ranging from $32.3985 to $32.5500 per share. The filing parties undertake to provide to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges described in this footnote.
- Mr. Gendell, TCM and TAA directly own 0 shares of Common Stock, TCP directly owns 1,590,133 shares of Common Stock and TCP 2 directly owns 1,218,518 shares of Common Stock.
- All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
- Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2 and TAA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.