Filing Details

Accession Number:
0001235802-21-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-18 16:21:39
Reporting Period:
2020-08-26
Accepted Time:
2021-02-18 16:21:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552800 Tile Shop Holdings Inc. TTSH Retail-Home Furniture, Furnishings & Equipment Stores (5700) 455538095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555206 A Robert Rucker 15236 Boulder Pointe Road
Eden Prairie MN 55347
No No Yes No
1555223 Tile Shop, Inc. 15236 Boulder Pointe Road
Eden Prairie MN 55347
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-26 3,380 $2.51 0 No 4 S Indirect By UGMA #1
Common Stock Disposition 2020-08-26 3,380 $2.51 0 No 4 S Indirect By UGMA #2
Common Stock Disposition 2020-08-26 3,380 $2.56 0 No 4 S Indirect By UGMA #3
Common Stock Disposition 2020-08-26 3,380 $2.57 0 No 4 S Indirect By UGMA #4
Common Stock Disposition 2020-08-26 3,380 $2.49 0 No 4 S Indirect By UGMA #5
Common Stock Disposition 2020-08-26 3,380 $2.50 0 No 4 S Indirect By UGMA #6
Common Stock Disposition 2020-09-03 3,380 $2.40 0 No 4 S Indirect By Spouse
Common Stock Disposition 2020-10-01 3,380 $2.81 0 No 4 S Indirect By UGMA #7
Common Stock Disposition 2020-12-23 58,950 $0.00 64,529 No 4 G Direct
Common Stock Acquisiton 2020-12-23 6,550 $0.00 6,550 No 4 G Indirect By UGMA #5
Common Stock Disposition 2020-12-30 26,200 $0.00 38,329 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By UGMA #1
No 4 S Indirect By UGMA #2
No 4 S Indirect By UGMA #3
No 4 S Indirect By UGMA #4
No 4 S Indirect By UGMA #5
No 4 S Indirect By UGMA #6
No 4 S Indirect By Spouse
No 4 S Indirect By UGMA #7
No 4 G Direct
No 4 G Indirect By UGMA #5
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,029,974 Indirect By The Tile Shop, Inc.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.60, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.55 to $2.60, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.55 to $2.575, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  4. These shares were previously reported as indirectly held by the reporting person's spouse but should have been reported as held indirectly in an UGMA account. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.49 to $2.50, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.55, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.42, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.81 to $2.83, inclusive. The reporting person undertakes to provide to Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.
  8. The reporting person previously reported direct holdings of 75,596 shares in its Form 4 filed on November 19, 2020. In December 22, 2020, 72,454 shares were transferred from the reporting person's indirect holdings held by The Tile Shop, Inc. to the reporting person's direct account. The reporting person's direct holdings were also reduced by 24,571 shares that were subject to a restricted stock grant that was forfeited.
  9. These securities are owned by The Tile Shop, Inc. Mr. Rucker is the sole director of The Tile Shop, Inc. Mr. Rucker disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rucker is the beneficial owner of such securities for Section 16 or any other purpose.