Filing Details
- Accession Number:
- 0001209191-11-023272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-18 20:27:33
- Reporting Period:
- 2011-04-14
- Filing Date:
- 2011-04-18
- Accepted Time:
- 2011-04-18 20:27:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124827 | Uti Worldwide Inc | UTIW | Arrangement Of Transportation Of Freight & Cargo (4731) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238782 | Gene Ochi | C/O Uti, Services, Inc. 100 Oceangate, Suite 1500 Long Beach CA 90802 | See Remark | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Acquisiton | 2011-04-14 | 16,368 | $0.00 | 117,827 | No | 4 | A | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2011-04-14 | 4,862 | $20.07 | 112,965 | No | 4 | F | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2011-04-15 | 8,388 | $19.89 | 104,577 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordindary Shares, No Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2011-04-14 | 13,094 | $0.00 | 13,094 | $20.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,094 | 2021-04-14 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares, No Par Value | 4,661 | Indirect | By employee stock purchase plan |
Footnotes
- The Reporting Person received a grant of restricted share units pursuant to the Issuer's 2009 Long-Term Incentive Plan. The restricted share units vest in five equal annual installments beginning on April 14, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.98, inclusive. The Reporting Person hereby undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exhange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option vests in three equal annual installments beginning on April 14, 2012.
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