Filing Details

Accession Number:
0001104916-21-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-17 20:25:30
Reporting Period:
2021-02-16
Accepted Time:
2021-02-17 20:25:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1104916 Brent Frei C/O Smartsheet Inc.
10500 Ne 8Th St., Suite 1300
Bellevue WA 98004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-12-22 50,000 $0.00 3,112,560 No 5 G Direct
Class A Common Stock Disposition 2020-12-22 450,000 $0.00 2,662,560 No 5 G Direct
Class A Common Stock Disposition 2021-02-16 8,550 $80.96 2,654,010 No 4 S Direct
Class A Common Stock Disposition 2021-02-16 29,696 $81.74 2,624,314 No 4 S Direct
Class A Common Stock Disposition 2021-02-16 11,214 $82.80 2,613,100 No 4 S Direct
Class A Common Stock Disposition 2021-02-16 540 $83.35 2,612,560 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 25,000 Indirect By Samantha Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock 25,000 Indirect By Sofia Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock 25,000 Indirect By Tessa Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock 25,000 Indirect By Thomas Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock 25,000 Indirect By Tucker Frei Irrevocable Trust dated January 7, 2018
Footnotes
  1. Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.29 to $81.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.29 to $82.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.30 to $83.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.33 to $83.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. These securities are held of record by Mark A. Frei, Trustee of each of the Samantha Frei Irrevocable Trust dated January 7, 2018, Sofia Frei Irrevocable Trust dated January 7, 2018, Tessa Frei Irrevocable Trust dated January 7, 2018, Thomas Frei Irrevocable Trust dated January 7, 2018, and Tucker Frei Irrevocable Trust dated January 7, 2018, trusts for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.