Filing Details
- Accession Number:
- 0001209191-21-011506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 19:01:13
- Reporting Period:
- 2021-02-12
- Accepted Time:
- 2021-02-17 19:01:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315293 | Aon Plc | AON | Insurance Agents, Brokers & Service (6411) | 363051915 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1419356 | Christa Davies | 200 East Randolph St. Chicago IL | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Stock | Disposition | 2021-02-12 | 4,145 | $226.86 | 242,401 | No | 4 | S | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-12 | 18,629 | $227.82 | 223,772 | No | 4 | S | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-12 | 5,803 | $228.80 | 217,969 | No | 4 | S | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-12 | 5,598 | $229.74 | 212,371 | No | 4 | S | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-12 | 2,800 | $230.54 | 209,571 | No | 4 | S | Direct | |
| Class A Ordinary Stock | Acquisiton | 2021-02-12 | 1,100 | $0.00 | 210,671 | No | 4 | M | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-12 | 407 | $228.04 | 210,264 | No | 4 | F | Direct | |
| Class A Ordinary Stock | Acquisiton | 2021-02-12 | 1,193 | $0.00 | 211,457 | No | 4 | M | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-12 | 442 | $228.04 | 211,015 | No | 4 | F | Direct | |
| Class A Ordinary Stock | Disposition | 2021-02-16 | 11,444 | $224.89 | 199,571 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Restricted Share Unit (Right to Receive) | Disposition | 2021-02-12 | 1,193 | $0.00 | 1,193 | $0.00 |
| Class A Ordinary Shares | Restrictive Share Unit (Right to Receive) | Disposition | 2021-02-12 | 1,100 | $0.00 | 1,100 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-15 | No | 4 | M | Direct | |
| 1,101 | 2022-02-14 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $226.24 to $227.235, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 3, 2020.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $227.245 to $228.23, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $228.245 to $229.23, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $229.29 to $230.26, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $230.295 to $231.005, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
- Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
- The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- A restricted share unit award was granted on February 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
- A restricted share unit award was granted on February 14, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
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