Filing Details

Accession Number:
0001397911-21-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-17 18:34:32
Reporting Period:
2021-02-16
Accepted Time:
2021-02-17 18:34:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Financial Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644152 Brent Simonich C/o Lpl Financial Holdings Inc.
4707 Executive Drive
San Diego CA 92121
Evp, Cao And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-16 1,909 $131.00 1,909 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct