Filing Details
- Accession Number:
- 0001748824-21-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 18:34:03
- Reporting Period:
- 2021-02-14
- Accepted Time:
- 2021-02-17 18:34:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1748824 | Brightsphere Investment Group Inc. | BSIG | Investment Advice (6282) | 471121020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1810382 | Jonathan Richard Hart | 200 Clarendon Street 53Rd Floor Boston MA 02116 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-14 | 5,016 | $0.00 | 22,837 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-15 | 2,103 | $0.00 | 24,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-16 | 2,679 | $20.41 | 22,261 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-02-14 | 5,016 | $0.00 | 5,016 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-02-15 | 2,103 | $0.00 | 2,103 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-02-15 | 2,773 | $0.00 | 2,773 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,239 | No | 4 | M | Direct | ||
| 12,136 | No | 4 | M | Direct | ||
| 14,909 | No | 4 | A | Direct |
Footnotes
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.49, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
- On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
- On February 15, 2019, the reporting person was granted 6,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022.
- On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024.
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