Filing Details
- Accession Number:
- 0001567619-21-004305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 18:23:47
- Reporting Period:
- 2019-02-19
- Accepted Time:
- 2021-02-17 18:23:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632901 | Curet Myriam | 1020 Kifer Road Sunnyvale CA 94086 | Evp & Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-19 | 2,938 | $543.51 | 94 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-15 | 999 | $0.00 | 1,093 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-15 | 496 | $0.00 | 597 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-15 | 1,000 | $0.00 | 1,597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-15 | 394 | $0.00 | 1,203 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-02-15 | 583 | $0.00 | 1,786 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-15 | 207 | $0.00 | 1,579 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-17 | 1,485 | $782.00 | 94 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-02-15 | 999 | $0.00 | 999 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-02-15 | 1,000 | $0.00 | 1,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-02-15 | 583 | $0.00 | 583 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-15 | No | 4 | M | Direct | |
| 1,000 | 2022-02-15 | No | 4 | M | Direct | |
| 1,166 | 2023-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30 | Indirect | By Trust |
Footnotes
- The amount of securities beneficially owned in Column 5 is as of this Form 4 filing date, not as of the transaction date.
- Includes 46 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on January 31, 2021.
- RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.
- These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on July 26, 2021.
- The Reporting Person's Form 5 filed with the SEC on 1/24/2019 reported in error a gift of 30 shares on 9/13/2018 and thus the Reporting Person's ownership in subsequent Section 16 reports was understated by 30 shares. This Form 4 corrects the aforementioned error.
- Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period.
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