Filing Details

Accession Number:
0001127602-21-006283
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-17 17:04:28
Reporting Period:
2021-02-12
Accepted Time:
2021-02-17 17:04:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247994 B David Williams 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-12 104,486 $59.04 191,748 No 4 P Indirect Spouse's proportionate partnership interest shares held by AMR Associates LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Spouse's proportionate partnership interest shares held by AMR Associates LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2021-02-12 963 $59.04 963 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
102,599 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 24,837 Indirect Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler
Class A Common Stock 18,760 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 32,913 Indirect Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock 146 Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 120,728 Indirect Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock 8,228 Indirect Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams
Class A Common Stock 5,894 Direct
Class A Common Stock 7,375 Indirect proportionate LP interest in shares held by RA II, L.P
Class A Common Stock 905 Indirect proportionate interests held in shares in Rankin Associates V
Class A Common Stock 635 Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 24,839 Indirect Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler
Class A Common Stock 1,744 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 10,581 Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 461 Indirect Child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 2,983 Indirect Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock 24,839 Indirect Serves as Trustee of CRW 2020 GST trust fbo Helen Williams
Class A Common Stock 1,744 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 9,206 Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 4,357 Indirect Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock 24,838 Indirect Serves as Trustee of CRW 2020 GST trust fbo Margo Williams
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 38,138 38,138 Indirect
Class A Common Stock Class B Common Stock $0.00 33,561 33,561 Indirect
Class A Common Stock Class B Common Stock $0.00 52,143 52,143 Indirect
Class A Common Stock Class B Common Stock $0.00 58,586 58,586 Indirect
Class A Common Stock Class B Common Stock $0.00 11,932 11,932 Indirect
Class A Common Stock Class B Common Stock $0.00 2,332 2,332 Direct
Class A Common Stock Class B Common Stock $0.00 7,375 7,375 Indirect
Class A Common Stock Class B Common Stock $0.00 38,138 38,138 Indirect
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 10,581 10,581 Indirect
Class A Common Stock Class B Common Stock $0.00 2,152 2,152 Indirect
Class A Common Stock Class B Common Stock $0.00 38,138 38,138 Indirect
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 9,206 9,206 Indirect
Class A Common Stock Class B Common Stock $0.00 3,528 3,528 Indirect
Class A Common Stock Class B Common Stock $0.00 38,138 38,138 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
38,138 38,138 Indirect
33,561 33,561 Indirect
52,143 52,143 Indirect
58,586 58,586 Indirect
11,932 11,932 Indirect
2,332 2,332 Direct
7,375 7,375 Indirect
38,138 38,138 Indirect
2,033 2,033 Indirect
10,581 10,581 Indirect
2,152 2,152 Indirect
38,138 38,138 Indirect
2,033 2,033 Indirect
9,206 9,206 Indirect
3,528 3,528 Indirect
38,138 38,138 Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. N/A
  5. N/A
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  9. N/A
  10. N/A
  11. N/A
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  19. N/A