Filing Details

Accession Number:
0001127602-21-006280
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-17 17:02:47
Reporting Period:
2021-02-12
Accepted Time:
2021-02-17 17:02:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247868 Rankin Helen Butler 5875 Landerbrook Drive, Suite 300
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-12 104,486 $59.04 191,748 No 4 P Indirect proportionate partnership interest shares held by AMR Associates LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect proportionate partnership interest shares held by AMR Associates LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2021-02-12 963 $59.04 963 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
102,599 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,743 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 4,825 Indirect Serves as Trustee of JCB 2020 GST trust fbo Clara Butler
Class A Common Stock 9,052 Indirect child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 4,513 Indirect held in Trust for the benefit of Reporting Person's child
Class A Common Stock 1,743 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 4,825 Indirect Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler
Class A Common Stock 9,208 Indirect child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 4,357 Indirect held in trust for the benefit of Reporting Person's child
Class A Common Stock 8,228 Indirect Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class A Common Stock 18,761 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock 32,912 Indirect proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock 146 Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 120,728 Indirect held by Trust for the benefit of Reporting Person
Class A Common Stock 2,800 Indirect Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock 31,851 Indirect spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 4,054 4,054 Indirect
Class A Common Stock Class B Common Stock $0.00 9,052 9,052 Indirect
Class A Common Stock Class B Common Stock $0.00 3,683 3,683 Indirect
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 4,055 4,055 Indirect
Class A Common Stock Class B Common Stock $0.00 9,208 9,208 Indirect
Class A Common Stock Class B Common Stock $0.00 3,527 3,527 Indirect
Class A Common Stock Class B Common Stock $0.00 11,932 11,932 Indirect
Class A Common Stock Class B Common Stock $0.00 33,560 33,560 Indirect
Class A Common Stock Class B Common Stock $0.00 52,144 52,144 Indirect
Class A Common Stock Class B Common Stock $0.00 58,586 58,586 Indirect
Class A Common Stock Class B Common Stock $0.00 2,800 2,800 Indirect
Class A Common Stock Class B Common Stock $0.00 17,262 17,262 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2,033 2,033 Indirect
4,054 4,054 Indirect
9,052 9,052 Indirect
3,683 3,683 Indirect
2,033 2,033 Indirect
4,055 4,055 Indirect
9,208 9,208 Indirect
3,527 3,527 Indirect
11,932 11,932 Indirect
33,560 33,560 Indirect
52,144 52,144 Indirect
58,586 58,586 Indirect
2,800 2,800 Indirect
17,262 17,262 Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. Reporting Person disclaims beneficial ownership of all such shares.
  5. N/A
  6. N/A
  7. N/A
  8. N/A
  9. Reporting Person disclaims beneficial ownership of all such shares.
  10. N/A
  11. N/A
  12. N/A
  13. Reporting Person disclaims beneficial ownership of all such shares.
  14. N/A
  15. N/A
  16. N/A