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Filing Details

Accession Number:: 0001418100-21-000019
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-16 19:35:55
Reporting Period:: 2021-02-11

Accepted Time:: 2021-02-16 19:35:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1418100	Avaya Holdings Corp.	AVYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248256	M James Chirico	C/O Avaya Holdings Corp. 2605 Meridian Parkway, Suite 200 Durham NC 27713	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-02-11	304,469	$19.46	1,130,123	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-02-11	268,031	$32.69	862,092	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-02-11	36,438	$33.60	825,654	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-02-15	84,547	$0.00	910,201	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-02-15	37,793	$31.52	872,408	No	4	F	Direct
Common Stock - Restricted Stock Units	Disposition	2021-02-15	84,547	$0.00	352,532	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Stock Options	Disposition	2021-02-11	304,469	$0.00	304,469	$19.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
182,512		2027-12-15	No	4	M	Direct

Footnotes

Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which were acquired pursuant to exercise of a stock option award as reported in Table II of this Form 4.
This price represents the approximate weighted average price per share of sales of Common Stock, which were executed at prices ranging from $32.50 to $33.49. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff and Avaya Holdings Corp., the full information regarding the number of shares sold at each price.
This price represents the approximate weighted average price per share of sales of Common Stock, which were executed at prices ranging from $33.50 to $33.82. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff and Avaya Holdings Corp., the full information regarding the number of shares sold at each price.
Represents the number of shares of Common Stock, which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were previously reported on Table I on a Form 4.
Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.
Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
Represents shares of Common Stock set forth in Table I received upon exercise of the stock option as set forth in Table I of this Form 4.
Granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. This award has fully vested and is exercisable until the expiration date set forth in this Table II.