Filing Details
- Accession Number:
- 0001209191-21-010164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 16:30:56
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-12 16:30:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1323885 | Atricure Inc. | ATRC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230584 | H Michael Carrel | 7555 Innovation Way Mason OH 45040 | President, Ceo, & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-10 | 25,000 | $21.04 | 529,795 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-10 | 25,000 | $63.00 | 504,795 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-11 | 25,000 | $21.04 | 529,795 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-11 | 25,000 | $64.00 | 504,795 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-12 | 25,000 | $21.04 | 529,795 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-12 | 25,000 | $65.00 | 504,795 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-10 | 25,000 | $0.00 | 25,000 | $21.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-11 | 25,000 | $0.00 | 25,000 | $21.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-12 | 25,000 | $0.00 | 25,000 | $21.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2018-09-13 | 2024-01-24 | No | 4 | M | Direct |
| 25,000 | 2020-02-27 | 2024-01-24 | No | 4 | M | Direct |
| 0 | 2020-06-10 | 2024-01-24 | No | 4 | M | Direct |
Footnotes
- These shares were exercised pursuant to a 10b5-1 trading plan.
- These shares were sold pursuant to a 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $63.00 to $63.05 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options to purchase shares in 25,000 increments were granted on January 24, 2014 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.
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