Filing Details

Accession Number:
0000895345-21-000175
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-12 16:24:15
Reporting Period:
2021-02-11
Accepted Time:
2021-02-12 16:24:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216273 Aea Investors Lp 666 Fifth Avenue, 36Th Floor
New York NY 10103
No No No No
1536780 Aea Investors Qp Participant Fund V Lp C/O Aea Investors Lp
666 Fifth Avenue, 36Th Floor
New York NY 10103
No No No No
1536781 Aea Investors Participant Fund V Lp C/O Aea Investors Lp
666 Fifth Avenue, 36Th Floor
New York NY 10103
No No No No
1675449 Aea Investors Pf V Llc C/O Aea Investors Lp
666 Fifth Avenue, 36Th Floor
New York NY 10103
No No No No
1721063 Aea Ewt Holdings Gp Llc C/O Aea Investors Lp
666 Fifth Avenue, 36Th Floor
New York NY 10103
No No No No
1721083 Aea Ewt Holdings Lp C/O Aea Investors Lp
666 Fifth Avenue, 36Th Floor
New York NY 10103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-11 11,341,930 $24.00 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021.
  2. This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.
  3. These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
  4. Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  5. Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors Fund V LP, AEA Investors Fund V-A LP, AEA Investors Fund V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd., John L. Garcia and Brian R. Hoesterey have filed a separate Form 4.