Filing Details

Accession Number:
0001209191-21-010134
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-12 16:19:42
Reporting Period:
2021-02-10
Accepted Time:
2021-02-12 16:19:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386987 Kevin J Mccarthy 240 Greenwich Street
New York NY 10286
Sevp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-10 14,188 $30.13 157,689 No 4 M Direct
Common Stock Disposition 2021-02-10 14,188 $42.16 143,501 No 4 S Direct
Common Stock Acquisiton 2021-02-10 16,290 $22.03 159,791 No 4 M Direct
Common Stock Disposition 2021-02-10 16,290 $42.15 143,501 No 4 S Direct
Common Stock Disposition 2021-02-10 1,507 $41.74 141,994 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/24/2011 Stock Options Disposition 2021-02-10 14,188 $0.00 14,188 $30.13
Common Stock 2/23/2012 Stock Options Disposition 2021-02-10 16,290 $0.00 16,290 $22.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-24 2021-02-24 No 4 M Direct
0 2013-02-23 2022-02-23 No 4 M Direct
Footnotes
  1. Represents the weighted average price of shares sold with actual prices ranging from $42.150 to $42.175. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  2. Represents the weighted average price of shares sold with actual prices ranging from $42.120 to $42.185. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  3. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
  4. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated.
  5. Not Applicable
  6. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated.